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OSFI’s Guideline E-21
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October 2024
Regulatory Overview and Timelines, Summary of the Four Rules Being Amended, Details of SEC Rule Requirements and Definition of “Eligible Secondary Market Transactions”, Summary of DTCC Proposals to Modify the GSD Rules
Regulatory Overview and Timelines, Who Needs to Report: Reporting Thresholds, Delegation of Reporting Responsibilities, Reporting Instructions for Covered Reporters
Our Regulatory Advisory team attended the CRTA Derivatives Forum at S&P Global. The event featured insightful discussions with industry leaders tackling key regulatory challenges, particularly the CSA Rewrite and evolving global reporting mandates.