Regulatory Overview and Expected Timelines, Key Changes Being Proposed to RTS 22, Transactional Data Reporting Field Changes, Additional Proposed Changes

Regulatory Overview and Timelines, Differences Between SEC 10c-1a and ESMA/FCA SFTR, In-Scope Reportable Securities and Reporting Persons, Details of the Public Dissemination of Loan Information, Reporting and Public Dissemination Deadlines, Reportable Data Elements

Regulatory Overview and Timelines, One-Minute Reporting including Exceptions, “De Minimis” Exception for Dealers with Limited Trading Activity, Exception for Trades with a Manual Component, Key Project Activities Required For Rule Compliance

Regulatory Overview and Expected Timeline, Summary of the Key Changes to EMIR 3.0: Clearing, Trade Reporting, Margin and Collateral, Rule Scope Thresholds and Definitions, Changes to the CCP Clearing Rules for Derivatives

Botsford Associates joined the Ontario Securities Commission and Cappitech from S&P Global Market Intelligence, in a Impact and Analysis Webinar, to review the CSA OTC derivatives trade reporting rewrite.

Regulatory Overview, Top 3 Impacts and Considerations, Timelines, Comparison Between CSA and CFTC Rewrites, Key Changes Introduced with the Canadian Rewrite

Regulatory Overview, Background and Timelines, Third Country Branch and Subsidiarization Requirements, Minimum Requirements for Third-Country Branches