Insights, Archived


Research, white papers and articles

Increasing Clearing in U.S. Treasuries Regulation
Charlene Fong Charlene Fong

Increasing Clearing in U.S. Treasuries Regulation

Significant updates and proposed changes within the US Treasury clearing landscape, Summary of the Four Rules Being Amended, Regulatory Timelines, Definition of “Eligible Secondary Market Transactions”, Requirement for Access to Clearing and Monitoring of Compliance, Summary of Proposed Rule Changes

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CIRO Strategic Plan FY 2025-2027
Charlene Fong Charlene Fong

CIRO Strategic Plan FY 2025-2027

Overview and Initial Strategic Objectives, CSAs Planned Implementation Process for CIRO, Details of CIRO Strategic Objectives including Outcomes, Priority Transformative Initiatives aligned to High Level Strategic Goals

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Liquidity Adequacy Monitoring Tools
Charlene Fong Charlene Fong

Liquidity Adequacy Monitoring Tools

Overview of Liquidity Tools Available for Banks to Monitor its Liquidity Adequacy, Liquidity Coverage Ratio, Net stable funding ratio, Net cumulative cash flow, Additional liquidity monitoring tools and metrics

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FinCEN New Account Opening Rules
Charlene Fong Charlene Fong

FinCEN New Account Opening Rules

Regulation Overview, Indicative Example of the Obligations for Broker-Dealers that Open New Accounts for Legal Entity Customers, Certification Regarding Beneficial Owners of Legal Entity Customers

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MiFID II Platform Migration
Charlene Fong Charlene Fong

MiFID II Platform Migration

MiFID II mandates exceptional granularity and detail in data management and reporting, making data quality crucial for compliance.

Explore the role of technology in meeting MiFID II Requirements and Botsford’s approach to migrating systems

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SWIFT CBPR+ ISO 20022 Migration
Charlene Fong Charlene Fong

SWIFT CBPR+ ISO 20022 Migration

Background, Benefits to Migrate from MT (ISO 15022) to MX (ISO 20022), CBPR+ Timelines, Improvements of New Message Structure & Roadmap, New XML Message Types Introduced with CBPR+, Release Dates for MX Message Types

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