Regulation Overview and Timelines, Legislation Applicable to EU and UK MAR, What is in Scope of MAR, Market Abuse Offenses and Exemptions, Disclosure Requirements

Regulation Overview, Key Objectives, Regulatory Timelines, Proposed Additional Reportable Data Fields, Geographical Masking Decision Tree

Regulatory Overview and Expected Regulatory Timeline, Required Governance of the Operational Risk Framework, The Three Required Component Programs/ Plans: Information and Technology Security (ITS) Program, Third-Party Relationship Program, and Business Continuity and Disaster Recovery Plan, Other Required Elements within the ORF

We're proud to support initiatives that create lasting impacts.  We partnered with Capitalize for Kids and the Geneva Centre for Autism in the development of a sustainable and equitable subsidy program that enhances access to essential autism services for families facing financial barriers. 

Latest Developments to Achieve OTC Trade Reporting, Details of Strate being Licensed as a Trade Repository, Latest Developments and Next Steps for Trade Reporting in South Africa, Reporting Obligations in FSCA Conduct Standard

Regulatory Overview and Timelines, Summary of the Four Rules Being Amended, Details of SEC Rule Requirements and Definition of “Eligible Secondary Market Transactions”, Summary of DTCC Proposals to Modify the GSD Rules

Regulatory Overview and Timelines, Who Needs to Report: Reporting Thresholds, Delegation of Reporting Responsibilities, Reporting Instructions for Covered Reporters