Our Regulatory Advisory team attended the CRTA Derivatives Forum at S&P Global. The event featured insightful discussions with industry leaders tackling key regulatory challenges, particularly the CSA Rewrite and evolving global reporting mandates.

Recent Developments for EU’s Transition to T+1, Product Types In-Scope of T+1, Benefits of Transitioning to T+1 Settlement, Expected Regulatory Timelines, Most Affected Areas of Impact for Firms, Implementation Timeline and Activities

Regulatory Overview and Expected Timelines, Key Changes Being Proposed to RTS 22, Transactional Data Reporting Field Changes, Additional Proposed Changes

Regulatory Overview and Timelines, Differences Between SEC 10c-1a and ESMA/FCA SFTR, In-Scope Reportable Securities and Reporting Persons, Details of the Public Dissemination of Loan Information, Reporting and Public Dissemination Deadlines, Reportable Data Elements

Regulatory Overview and Timelines, One-Minute Reporting including Exceptions, “De Minimis” Exception for Dealers with Limited Trading Activity, Exception for Trades with a Manual Component, Key Project Activities Required For Rule Compliance

Regulatory Overview and Expected Timeline, Summary of the Key Changes to EMIR 3.0: Clearing, Trade Reporting, Margin and Collateral, Rule Scope Thresholds and Definitions, Changes to the CCP Clearing Rules for Derivatives

Botsford Associates joined the Ontario Securities Commission and Cappitech from S&P Global Market Intelligence, in a Impact and Analysis Webinar, to review the CSA OTC derivatives trade reporting rewrite.