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FINRA Rule 6730 & MSRB Rule G-14 Amendments
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December 2024
Regulatory Overview and Expected Timeline, Summary of the Key Changes to EMIR 3.0: Clearing, Trade Reporting, Margin and Collateral, Rule Scope Thresholds and Definitions, Changes to the CCP Clearing Rules for Derivatives
We're proud to support initiatives that create lasting impacts. We partnered with Capitalize for Kids and the Geneva Centre for Autism in the development of a sustainable and equitable subsidy program that enhances access to essential autism services for families facing financial barriers.
Latest Developments to Achieve OTC Trade Reporting, Details of Strate being Licensed as a Trade Repository, Latest Developments and Next Steps for Trade Reporting in South Africa, Reporting Obligations in FSCA Conduct Standard
Regulatory Overview and Timelines, Summary of the Four Rules Being Amended, Details of SEC Rule Requirements and Definition of “Eligible Secondary Market Transactions”, Summary of DTCC Proposals to Modify the GSD Rules