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FINRA Rule 6730 & MSRB Rule G-14 Amendments
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December 2024
Regulatory Overview and Expected Timeline, Summary of the Key Changes to EMIR 3.0: Clearing, Trade Reporting, Margin and Collateral, Rule Scope Thresholds and Definitions, Changes to the CCP Clearing Rules for Derivatives
U.S. vs E.U. T+1, T+1 Settlement Deadline Divergences. Unpacking the key deltas between the North American T+1 model and the EU’s High-Level Roadmap, highlighting: Operational and regulatory timing differences, Settlement and cutoff variations, FX, recall, and netting considerations and Impacts on global operating models and cross-border workflows
Overview of Voice Surveillance Technologies: Audio & Two-Way Voice Monitoring, Voice-Based Cyberattacks (Vishing / Deepfakes) & Anti-Spoofing, Voice Biometrics (Authentication / Identification at Scale), List and Summary of Leading Voice Surveillance Vendors & Their Approaches, Botsford’s Implementation Offerings and Approach
E-Communications Compliance Monitoring Methods, Leading E-Communications Surveillance Vendors: Leading Vendors & Typical Use Cases, Navigating E-Comm Surveillance Solutions Landscape, Botsford’s Implementation Offerings and Approach