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FINRA Rule 6730 & MSRB Rule G-14 Amendments
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December 2024
Regulatory Overview and Expected Timeline, Summary of the Key Changes to EMIR 3.0: Clearing, Trade Reporting, Margin and Collateral, Rule Scope Thresholds and Definitions, Changes to the CCP Clearing Rules for Derivatives
In recognition of Mental Health Month, we are thrilled to share that we will be participating in the Capitalize for Kids Bay Street Games on June 5th!
Regulation Overview and Timelines, Legislation Applicable to EU and UK MAR, What is in Scope of MAR, Market Abuse Offenses and Exemptions, Disclosure Requirements
Regulation Overview, Key Objectives, Regulatory Timelines, Proposed Additional Reportable Data Fields, Geographical Masking Decision Tree