January 2025
Regulatory Overview and Timelines, One-Minute Reporting including Exceptions, “De Minimis” Exception for Dealers with Limited Trading Activity, Exception for Trades with a Manual Component, Key Project Activities Required For Rule Compliance
Regulatory Overview and Timeline, Summary of the Key Changes, Trade, Information, and Ownership Reforms, Sectors Added to Canada’s AML/ATF Regime
Key Regulatory Trends, Upcoming OTC Derivative Trade Reporting Rules: Canada - CSA, United States - CFTC, Hong Kong - HKMA and SFC, European Union - ESMA, Regulations with Upcoming Go-Live Dates across North America, Europe, and Asia, including Global Industry Initiatives
In recognition of Mental Health Month, we are thrilled to share that we will be participating in the Capitalize for Kids Bay Street Games on June 5th!
