June 2023 White Paper
Regulation Overview, Amendments to Rule 612 of Regulation NMS – Minimum Pricing Increments, Time Weighted Average Quoted Spread explained, Amendments to Rule 610 of Regulation NMS – Fees for Access to Quotations, Transparency of Better Priced Orders.
Summary of Key Changes to CFTC’s Part 17, Regulatory Overview, Timelines, Summary of Changes Made to the Data Elements to be Reported, Changes to the Position Reports Data Elements, Example to Compare the 80-Byte and FIXML Formats
Global themes impacting the regulatory outlook, New Prudential Developments, Supervisory Effectiveness, Financial Crime and Operational Resilience, Environmental, Social, and Governance (ESG) related reporting, and Digitization of Finance and Digital Assets
Significant updates and proposed changes within the US Treasury clearing landscape, Summary of the Four Rules Being Amended, Regulatory Timelines, Definition of “Eligible Secondary Market Transactions”, Requirement for Access to Clearing and Monitoring of Compliance, Summary of Proposed Rule Changes
