Insights, Archived
Research, white papers and articles
CFTC’s Operational Resilience Framework Rules
Regulatory Overview and Expected Regulatory Timeline, Required Governance of the Operational Risk Framework, The Three Required Component Programs/ Plans: Information and Technology Security (ITS) Program, Third-Party Relationship Program, and Business Continuity and Disaster Recovery Plan, Other Required Elements within the ORF
Our Partnership with Capitalize for Kids and the Geneva Centre for Autism
We're proud to support initiatives that create lasting impacts. We partnered with Capitalize for Kids and the Geneva Centre for Autism in the development of a sustainable and equitable subsidy program that enhances access to essential autism services for families facing financial barriers.
South Africa G20 Trade Reporting
Latest Developments to Achieve OTC Trade Reporting, Details of Strate being Licensed as a Trade Repository, Latest Developments and Next Steps for Trade Reporting in South Africa, Reporting Obligations in FSCA Conduct Standard
Increasing Clearing in U.S. Treasuries Regulation
Regulatory Overview and Timelines, Summary of the Four Rules Being Amended, Details of SEC Rule Requirements and Definition of “Eligible Secondary Market Transactions”, Summary of DTCC Proposals to Modify the GSD Rules
OFR SFT-2 Reporting
Regulatory Overview and Timelines, Who Needs to Report: Reporting Thresholds, Delegation of Reporting Responsibilities, Reporting Instructions for Covered Reporters
Recap: Insights from the Canadian RegTech Association’s (CRTA) Derivatives Forum
Our Regulatory Advisory team attended the CRTA Derivatives Forum at S&P Global. The event featured insightful discussions with industry leaders tackling key regulatory challenges, particularly the CSA Rewrite and evolving global reporting mandates.
EU’s Transition to T+1 Securities Settlement
Recent Developments for EU’s Transition to T+1, Product Types In-Scope of T+1, Benefits of Transitioning to T+1 Settlement, Expected Regulatory Timelines, Most Affected Areas of Impact for Firms, Implementation Timeline and Activities