Insights, Archived
Research, white papers and articles
2025 Financial Services Regulatory Outlook
Key Regulatory Trends, Upcoming OTC Derivative Trade Reporting Rules: Canada - CSA, United States - CFTC, Hong Kong - HKMA and SFC, European Union - ESMA, Regulations with Upcoming Go-Live Dates across North America, Europe, and Asia, including Global Industry Initiatives
Supporting Youth Mental Health at the Bay Street Games!
In recognition of Mental Health Month, we are thrilled to share that we will be participating in the Capitalize for Kids Bay Street Games on June 5th!
EU and UK Market Abuse Regulation (MAR)
Regulation Overview and Timelines, Legislation Applicable to EU and UK MAR, What is in Scope of MAR, Market Abuse Offenses and Exemptions, Disclosure Requirements
CFTC Other Commodity Asset Class UPI Rules
Regulation Overview, Key Objectives, Regulatory Timelines, Proposed Additional Reportable Data Fields, Geographical Masking Decision Tree
CFTC’s Operational Resilience Framework Rules
Regulatory Overview and Expected Regulatory Timeline, Required Governance of the Operational Risk Framework, The Three Required Component Programs/ Plans: Information and Technology Security (ITS) Program, Third-Party Relationship Program, and Business Continuity and Disaster Recovery Plan, Other Required Elements within the ORF
Our Partnership with Capitalize for Kids and the Geneva Centre for Autism
We're proud to support initiatives that create lasting impacts. We partnered with Capitalize for Kids and the Geneva Centre for Autism in the development of a sustainable and equitable subsidy program that enhances access to essential autism services for families facing financial barriers.
South Africa G20 Trade Reporting
Latest Developments to Achieve OTC Trade Reporting, Details of Strate being Licensed as a Trade Repository, Latest Developments and Next Steps for Trade Reporting in South Africa, Reporting Obligations in FSCA Conduct Standard