Earlier this month, the Botsford team had the incredible opportunity to take part in the Bay Street Games, hosted by Capitalize for Kids. It was an unforgettable experience, rallying for a cause that truly matters: supporting youth mental health.

Regulatory Overview and Timeline, Summary of the Key Changes, Trade, Information, and Ownership Reforms, Sectors Added to Canada’s AML/ATF Regime

Key Regulatory Trends, Upcoming OTC Derivative Trade Reporting Rules: Canada - CSA, United States - CFTC, Hong Kong - HKMA and SFC, European Union - ESMA, Regulations with Upcoming Go-Live Dates across North America, Europe, and Asia, including Global Industry Initiatives

In recognition of Mental Health Month, we are thrilled to share that we will be participating in the Capitalize for Kids Bay Street Games on June 5th!

Regulation Overview and Timelines, Legislation Applicable to EU and UK MAR, What is in Scope of MAR, Market Abuse Offenses and Exemptions, Disclosure Requirements

Regulation Overview, Key Objectives, Regulatory Timelines, Proposed Additional Reportable Data Fields, Geographical Masking Decision Tree

Regulatory Overview and Expected Regulatory Timeline, Required Governance of the Operational Risk Framework, The Three Required Component Programs/ Plans: Information and Technology Security (ITS) Program, Third-Party Relationship Program, and Business Continuity and Disaster Recovery Plan, Other Required Elements within the ORF