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CSA Rewrite
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October 2024
Regulatory Overview, Background and Timelines, Third Country Branch and Subsidiarization Requirements, Minimum Requirements for Third-Country Branches
Regulatory Overview and Timeline, Summary of the Key Changes, Trade, Information, and Ownership Reforms, Sectors Added to Canada’s AML/ATF Regime
Key Regulatory Trends, Upcoming OTC Derivative Trade Reporting Rules: Canada - CSA, United States - CFTC, Hong Kong - HKMA and SFC, European Union - ESMA, Regulations with Upcoming Go-Live Dates across North America, Europe, and Asia, including Global Industry Initiatives
In recognition of Mental Health Month, we are thrilled to share that we will be participating in the Capitalize for Kids Bay Street Games on June 5th!