Capital Requirements Directive VI (“CRD VI”)
October 2024
Regulatory Overview, Background and Timelines, Third Country Branch and Subsidiarization Requirements, Minimum Requirements for Third-Country Branches
October 2024
Regulatory Overview, Background and Timelines, Third Country Branch and Subsidiarization Requirements, Minimum Requirements for Third-Country Branches
Regulatory Overview and Expected Timelines, Key Changes Being Proposed to RTS 22, Transactional Data Reporting Field Changes, Additional Proposed Changes
Regulatory Overview and Timelines, Differences Between SEC 10c-1a and ESMA/FCA SFTR, In-Scope Reportable Securities and Reporting Persons, Details of the Public Dissemination of Loan Information, Reporting and Public Dissemination Deadlines, Reportable Data Elements
Regulatory Overview and Timelines, One-Minute Reporting including Exceptions, “De Minimis” Exception for Dealers with Limited Trading Activity, Exception for Trades with a Manual Component, Key Project Activities Required For Rule Compliance