CSA Rewrite
December 2024
Regulatory Overview, Top 3 Impacts and Considerations, Timelines, Comparison Between CSA and CFTC Rewrites, Key Changes Introduced with the Canadian Rewrite
December 2024
Regulatory Overview, Top 3 Impacts and Considerations, Timelines, Comparison Between CSA and CFTC Rewrites, Key Changes Introduced with the Canadian Rewrite
Regulatory Overview and Expected Timelines, Key Changes Being Proposed to RTS 22, Transactional Data Reporting Field Changes, Additional Proposed Changes
Regulatory Overview and Timelines, Differences Between SEC 10c-1a and ESMA/FCA SFTR, In-Scope Reportable Securities and Reporting Persons, Details of the Public Dissemination of Loan Information, Reporting and Public Dissemination Deadlines, Reportable Data Elements
Regulatory Overview and Timelines, One-Minute Reporting including Exceptions, “De Minimis” Exception for Dealers with Limited Trading Activity, Exception for Trades with a Manual Component, Key Project Activities Required For Rule Compliance