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Botsford Associates
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Botsford Associates
About
What we do
Leadership Team
Extended Team
Global Offices
Careers
Practices
Regulatory and Compliance Transformation
Risk Advisory
Front Middle and Back Office Change
Mergers and Acquisitions Integration
Data and Analytics
Digital Transformation
Sectors
Capital Markets
Global Wealth and Private Banking
Asset Management and Insurance
Retail Banking and Payments
Case Studies
Insights
Current Insights
Archives
Contact Us
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Back
What we do
Leadership Team
Extended Team
Global Offices
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Folder: Practices
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Regulatory and Compliance Transformation
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Front Middle and Back Office Change
Mergers and Acquisitions Integration
Data and Analytics
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Capital Markets
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Supporting Youth Mental Health at the Bay Street Games!
Charlene Fong 2025-05-07 Charlene Fong 2025-05-07

Supporting Youth Mental Health at the Bay Street Games!

In recognition of Mental Health Month, we are thrilled to share that we will be participating in the Capitalize for Kids Bay Street Games on June 5th!

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Our Partnership with Capitalize for Kids and the Geneva Centre for Autism
Charlene Fong 2025-03-27 Charlene Fong 2025-03-27

Our Partnership with Capitalize for Kids and the Geneva Centre for Autism

We partnered with Capitalize for Kids and the Geneva Centre for Autism in the development of a sustainable and equitable subsidy program that enhances access to essential autism services for families facing financial barriers.

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Recap: Insights from the Canadian RegTech Association’s (CRTA) Derivatives Forum
Charlene Fong 2025-02-28 Charlene Fong 2025-02-28

Recap: Insights from the Canadian RegTech Association’s (CRTA) Derivatives Forum

Our Regulatory Advisory team attended the CRTA Derivatives Forum at S&P Global. The event featured insightful discussions with industry leaders tackling key regulatory challenges, particularly the CSA Rewrite and evolving global reporting mandates.

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Webinar Recap: CSA Trade Reporting Rewrite
Charlene Fong 2024-12-05 Charlene Fong 2024-12-05

Webinar Recap: CSA Trade Reporting Rewrite

Scott Kerr, CFA had the opportunity to join Cappitech from S&P Global Market Intelligence CSA Trade Reporting Rewrite - Impact and Analysis Webinar.

Learn More here: https://www.cappitech.com/resources/csa-trade-reporting-rewrite-impact-analysis/

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OSFI Delays Basel III Floor: Global Coordination amid Industry Extensions
Charlene Fong 2024-08-09 Charlene Fong 2024-08-09

OSFI Delays Basel III Floor: Global Coordination amid Industry Extensions

On July 5, 2024, the Office of the Superintendent of Financial Institutions (OSFI) announced a one year delay in implementing an increase to the Basel III output floor, a regulatory measure designed to standardize risk-weighted asset (RWA) calculations across banks.

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Continued harmonization with an investor protection focus: CSA MI 93-101 and MiFID II
Charlene Fong 2024-02-22 Charlene Fong 2024-02-22

Continued harmonization with an investor protection focus: CSA MI 93-101 and MiFID II

On September 28, 2024, the CSA MI 93-101 Derivatives: Business Conduct will come into effect with a five-year transition period. The instrument sets out a comprehensive framework for regulating conduct within the OTC derivatives market

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Challenges in Enhanced Reporting: CFTC Rewrite Phase 2 and EMIR REFIT
Charlene Fong 2024-01-17 Charlene Fong 2024-01-17

Challenges in Enhanced Reporting: CFTC Rewrite Phase 2 and EMIR REFIT

Firms continue to contend with regulatory challenges as the drive to standardize regulatory reporting persists. Regulators continue to strengthen their focus on transparency and harmonization, particularly in the derivatives space

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About Us
What we do
Leadership Team
Extended Team
Global offices
Careers
insights
Practices
Regulatory And Compliance 
Risk Advisory
Front Middle And Back Office
Mergers And Acquisitions 
Data And Analytics
Digital Transformation
Sectors
Capital MarketsGlobal Wealth And Private BankingAsset Management and InsuranceRetail Banking And Payments
CASE sTUDIES

Botsford AssociatesINFO@BOTSFORD.COM
917-722-1200